Lisa Drummond

Lisa has nearly 40 years of experience in financial services. She joined Round Rock Advisors in 2022. In her current role as Compliance and Operations Manager, Lisa is focused on maintaining daily operations and compliance requirements, along with overseeing various accounting functions for the firm and its clients. Lisa handles client billing, compliance reporting, data accuracy and problem resolution. She internally trains the team on compliance programs, procedures and systems, and supports the organization during tax and audit activities. Lisa holds a B.A. in Psychology from Ithaca College.