Your Career at RoundRock Advisors

We’ve created an environment that promotes individual empowerment through a supportive structure. We take a simple approach to an overly complex industry, leveraging the strengths of each member to elevate the collective group.

With all the changes that are happening within larger institutions, you may be peering over the fence at the independent model to see if it’s right for you.
At Round Rock, our work is never truly complete. Intensive client discovery and our passionate approach to ongoing financial planning means that we are able to better anticipate and adapt to life’s unforeseen circumstances. We see our services as fluid, complementing the dynamic needs and situations of each client.

Our Core Services

FINANCIAL PLANNING

Current Financial
Position
Risk Management
Accumulation Planning
Tax Planning
Retirement Planning
Estate Planning

INVESTMENT MANAGEMENT

Asset Allocation

ADVISOR SUCCESSION PLANNING

BUSINESS FINANCIAL SERVICES

PRIVATE BANKING

How We Are Different

We engage with clients to gain a deep understanding of their financial situations and investment objectives. This is accomplished with an individual comprehensive financial plan that transitions to an ongoing client service model.

How We Help You Succeed

At Round Rock, we want to inspire advisors to join a healthy, collaborative environment where they feel empowered. We make the transition process as simple as possible by offering a step-by-step approach to ensure minimal disruption and a seamless transition for advisors and their clients.

Our Established
RIA Model

Our proven RIA model was developed to give our advisors foundational support, along with unlimited access to instrumental resources, so you can focus your time on providing the best client service experience. Our purpose is simple: You take care of your clients. We’ll take care of the rest.

  • Unfiltered Access
    In an effort to allow you to excel at your chosen expertise, we provide boundless opportunities to tap into valuable service-oriented support and guidance from fellow advisors and strategic partners.
  • Client-Facing Support
    From our planning software, to easy-to-use CRM systems, to providing access to both Schwab and Fidelity as custodians, we take pride in offering you the integrated tools you need to do your job effectively and efficiently.
  • Internal Systems Support
    To better position you for success, as well as help alleviate the stress of more tedious tasks, we provide a full scope of internal services and employee benefits. These are built to provide critical support, allowing you to take full advantage of your bandwidth.

Our Onboarding Process

In addition to our advisor support model, we have also taken a structured approach to the client-advisor working relationship. Our easy-to-implement onboarding process ensures that the client discovery phase effectively transitions into continuous, ongoing financial planning.

Ready to transition to independence and a best-in-class client service model? Apply to our financial advisor jobs today!